SFC Licences of WALKER William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 04 November 2011 | 24 January 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 November 2011 | 24 January 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 15 September 2010 | 01 November 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 15 September 2010 | 01 November 2011 |