SFC Licences of CAI Xiaoxiang 蔡小翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 29 July 2013 | 20 June 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 29 July 2013 | 20 June 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 29 July 2013 | 20 June 2023 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 26 October 2010 | 05 July 2013 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 26 October 2010 | 05 July 2013 |
| Lazard Asia (Hong Kong) Limited | RE | 6 | 26 October 2010 | 05 July 2013 |