SFC Licences of LAI Jerry Chi Yuen 黎志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 6 | 30 December 2022 | |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 4 | 30 December 2022 | |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 1 | 30 December 2022 | |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 04 September 2018 | 30 December 2022 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 26 July 2018 | 30 December 2022 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 26 July 2018 | 30 December 2022 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 28 April 2016 | 22 June 2018 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 28 April 2016 | 22 June 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 10 February 2015 | 21 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 February 2015 | 21 January 2016 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 17 September 2010 | 14 December 2014 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 17 September 2010 | 14 December 2014 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 17 September 2010 | 14 December 2014 |