SFC Licences of LAI Jerry Chi Yuen 黎志遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 30 December 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 30 December 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 30 December 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 04 September 2018 30 December 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 26 July 2018 30 December 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 26 July 2018 30 December 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 28 April 2016 22 June 2018
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 28 April 2016 22 June 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 10 February 2015 21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 10 February 2015 21 January 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 17 September 2010 14 December 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 17 September 2010 14 December 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 17 September 2010 14 December 2014