SFC Licences of LEE Man Lok 李文諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 20 March 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 20 March 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 07 May 2015 16 February 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 07 May 2015 16 February 2018
CLSA Limited 中信里昂證券有限公司 RE 1 07 May 2015 16 February 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 26 May 2014 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 26 May 2014 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 26 May 2014 08 January 2015
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 20 September 2010 08 May 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 September 2010 08 May 2014
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 20 September 2010 08 May 2014