SFC Licences of LEE Man Lok 李文諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 20 March 2018 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 March 2018 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 07 May 2015 | 16 February 2018 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 07 May 2015 | 16 February 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 07 May 2015 | 16 February 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 26 May 2014 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 26 May 2014 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 26 May 2014 | 08 January 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 September 2010 | 08 May 2014 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 20 September 2010 | 08 May 2014 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 20 September 2010 | 08 May 2014 |