SFC Licences of TSOI Chi Ming 蔡智明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 21 May 2013 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 May 2013 | |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 | RE | 1 | 17 September 2010 | 26 April 2013 |