SFC Licences of MCWILLIAM James Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 28 September 2018 | 30 August 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 17 November 2010 | 09 November 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 4 | 17 November 2010 | 09 November 2013 |