SFC Licences of CHU Tianli 楚天驪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | RE | 9 | 13 September 2022 | 28 July 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 03 December 2014 | 30 June 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 03 December 2014 | 30 June 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 03 December 2014 | 05 May 2016 |
| Segantii Capital Management Limited | RE | 9 | 15 May 2013 | 31 July 2014 |
| UBS Securities Asia Limited | RE | 2 | 27 September 2010 | 03 April 2013 |
| UBS Securities Asia Limited | RE | 1 | 27 September 2010 | 03 April 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 27 September 2010 | 03 April 2013 |