SFC licenceholder AVY302 CHU Tianli 楚天驪

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [9] (Asset Management) 03 December 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [2] (Dealing in Futures Contracts) 03 December 2014 05 May 2016
Segantii Capital Management Limited RE [9] (Asset Management) 15 May 2013 31 July 2014
UBS Securities Hong Kong Limited RE [1] (Dealing in Securities) 27 September 2010 03 April 2013
UBS Securities Asia Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 September 2010 03 April 2013