SFC Licences of LI Sze Hang 李思行

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 09 September 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 05 August 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 26 September 2014
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 26 September 2014
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 25 February 2013 14 January 2014
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 25 February 2013 14 January 2014
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 26 September 2012 31 January 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 26 September 2012 31 January 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 November 2010 27 March 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 22 September 2010 27 March 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 22 September 2010 27 March 2012