SFC Licences of DO Albert 王先浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 28 June 2018 | 21 October 2022 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 June 2018 | 21 October 2022 |
Merrill Lynch Far East Limited | RE | 2 | 16 November 2015 | 27 March 2018 |
Merrill Lynch Far East Limited | RE | 1 | 16 November 2015 | 27 March 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 November 2015 | 27 March 2018 |
T.F.S. Derivatives HK Limited | RE | 2 | 03 January 2012 | 30 November 2014 |
T.F.S. Derivatives HK Limited | RE | 1 | 03 January 2012 | 30 November 2014 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 30 September 2010 | 10 November 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 30 September 2010 | 10 November 2011 |