SFC Licences of DO Albert 王先浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 28 June 2018 21 October 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 28 June 2018 21 October 2022
Merrill Lynch Far East Limited RE 2 16 November 2015 27 March 2018
Merrill Lynch Far East Limited RE 1 16 November 2015 27 March 2018
Merrill Lynch (Asia Pacific) Limited RE 1 16 November 2015 27 March 2018
T.F.S. Derivatives HK Limited RE 2 03 January 2012 30 November 2014
T.F.S. Derivatives HK Limited RE 1 03 January 2012 30 November 2014
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 30 September 2010 10 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 30 September 2010 10 November 2011