SFC Licences of CHAN Wai Chi Esmond 陳偉智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
M&F Asset Management Limited 渼豐資產管理有限公司 | RO | 9 | 06 September 2019 | |
M&F Asset Management Limited 渼豐資產管理有限公司 | RO | 4 | 04 May 2017 | |
M&F Asset Management Limited 渼豐資產管理有限公司 | RO | 1 | 04 May 2017 | |
M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 4 | 20 April 2017 | 04 May 2017 |
M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 1 | 20 April 2017 | 04 May 2017 |
China Prospect Securities Limited 中國保盛證券有限公司 | RO | 1 | 23 February 2016 | 18 April 2017 |
China Prospect Securities Limited 中國保盛證券有限公司 | RE | 1 | 04 February 2016 | 23 February 2016 |
Sino Capital Securities Limited 國順證券有限公司 | RO | 1 | 05 February 2015 | 02 February 2016 |
Thomas Global Financial Services Limited 石匠環球金服有限公司 | RO | 1 | 23 July 2014 | 27 November 2014 |
Thomas Global Financial Services Limited 石匠環球金服有限公司 | RE | 1 | 27 October 2010 | 23 July 2014 |