SFC Licences of CHAN Wai Chi Esmond 陳偉智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
M&F Asset Management Limited 渼豐資產管理有限公司 RO 9 06 September 2019
M&F Asset Management Limited 渼豐資產管理有限公司 RO 4 04 May 2017
M&F Asset Management Limited 渼豐資產管理有限公司 RO 1 04 May 2017
M&F Asset Management Limited 渼豐資產管理有限公司 RE 4 20 April 2017 04 May 2017
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 20 April 2017 04 May 2017
China Prospect Securities Limited 中國保盛證券有限公司 RO 1 23 February 2016 18 April 2017
China Prospect Securities Limited 中國保盛證券有限公司 RE 1 04 February 2016 23 February 2016
Sino Capital Securities Limited 國順證券有限公司 RO 1 05 February 2015 02 February 2016
Thomas Global Financial Services Limited 石匠環球金服有限公司 RO 1 23 July 2014 27 November 2014
Thomas Global Financial Services Limited 石匠環球金服有限公司 RE 1 27 October 2010 23 July 2014