SFC Licences of WONG Lok Wa 黃洛樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RaffAello Securities (HK) Limited | RO | 4 | 19 March 2020 | |
| RaffAello Securities (HK) Limited | RO | 1 | 20 September 2018 | |
| RaffAello Securities (HK) Limited | RE | 1 | 07 March 2012 | 20 September 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 28 September 2010 | 25 February 2012 |