SFC Licences of CHAN Yau Hin 陳佑軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 20 October 2017 | 31 May 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 16 June 2016 | 24 August 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 16 June 2016 | 24 August 2017 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 16 May 2016 | 24 August 2017 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 16 May 2016 | 24 August 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 28 September 2010 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 September 2010 | 21 January 2016 |