SFC Licences of TENORIO Nina Frances Therese Bugia

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 03 November 2011 31 August 2013
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 29 September 2010 27 April 2011