Licences of SFC licenceholder AVZ069 YUE Xiaowei 岳效巍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 05 July 2019 06 November 2020
CLSA Capital Partners (HK) Limited 里昂證券亞太恒富資本(香港)有限公司
RE 4, 9 03 May 2019 06 November 2020
CSI Partners HK Limited 信華資產管理(香港)有限公司
RE 4, 9 01 June 2016 01 April 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 04 October 2010 08 September 2012