SFC Licences of YUE Xiaowei 岳效巍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 July 2019 | 06 November 2020 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 03 May 2019 | 06 November 2020 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 03 May 2019 | 06 November 2020 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 | RE | 9 | 01 June 2016 | 01 April 2019 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 | RE | 4 | 01 June 2016 | 01 April 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 October 2010 | 08 September 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 04 October 2010 | 08 September 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 04 October 2010 | 08 September 2012 |