SFC Licences of GRAY Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 March 2019 | 27 March 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 10 April 2015 | 20 April 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 October 2010 | 18 October 2010 |