SFC Licences of MORTON Mavis 何思慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 27 July 2016 16 May 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 27 July 2016 16 May 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 27 July 2016 16 May 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 04 October 2010 21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 04 October 2010 21 January 2016