SFC Licences of GIAN Kim Wen 嚴振文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 30 September 2010 01 December 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 30 September 2010 01 December 2011