SFC licenceholder AVZ288 ILDERTON Howard Graydon Rodney

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 December 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 22 December 2016
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 23 June 2015 11 April 2016
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 June 2015 11 April 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [2] (Dealing in Futures Contracts) 03 June 2013 11 February 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 06 January 2011 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 12 October 2010 11 February 2014