SFC Licences of ILDERTON Howard Graydon Rodney
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 22 December 2016 | 17 January 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 22 December 2016 | 17 January 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 December 2016 | 17 January 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 23 June 2015 | 11 April 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 23 June 2015 | 11 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 June 2015 | 11 April 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | 11 February 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 06 January 2011 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 12 October 2010 | 11 February 2014 |