SFC Licences of ZOU Chuan 鄒傳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 4 | 03 April 2023 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 9 | 06 February 2023 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 5 | 06 February 2023 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 4 | 06 February 2023 | |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 2 | 05 May 2020 | |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 1 | 16 December 2019 | |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 22 October 2018 | 10 July 2019 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 1 | 22 October 2018 | 10 July 2019 |
| Merrill Lynch Far East Limited | RE | 2 | 04 October 2010 | 22 August 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 October 2010 | 22 August 2017 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 October 2010 | 16 December 2010 |