SFC Licences of CHAO Patrick Shih Pan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 05 May 2014 | 30 June 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 05 May 2014 | 30 June 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 05 May 2014 | 30 June 2016 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 11 October 2010 | 03 March 2014 |