SFC Licences of WONG Ho Tim 黃河添

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pearl International Securities Limited 尚源國際證券有限公司 RO 9 21 July 2023
Pearl International Securities Limited 尚源國際證券有限公司 RO 4 21 July 2023
Pearl International Securities Limited 尚源國際證券有限公司 RO 1 21 July 2023
Pearl International Securities Limited 尚源國際證券有限公司 RE 9 14 July 2023 21 July 2023
Pearl International Securities Limited 尚源國際證券有限公司 RE 4 14 July 2023 21 July 2023
Pearl International Securities Limited 尚源國際證券有限公司 RE 1 14 July 2023 21 July 2023
Apollo Asset Management Limited 太陽神資產管理有限公司 RO 9 28 September 2022 10 March 2023
Apollo Asset Management Limited 太陽神資產管理有限公司 RO 4 28 September 2022 10 March 2023
Apollo Asset Management Limited 太陽神資產管理有限公司 RE 9 08 August 2022 28 September 2022
Apollo Asset Management Limited 太陽神資產管理有限公司 RE 4 08 August 2022 28 September 2022
QMIS Securities Limited 華亞證券有限公司 RE 1 10 November 2021 03 May 2022
QMIS Asset Management Limited 華亞資產管理有限公司 RO 9 16 January 2020 03 May 2022
QMIS Asset Management Limited 華亞資產管理有限公司 RO 4 16 January 2020 03 May 2022
QMIS Asset Management Limited 華亞資產管理有限公司 RE 9 25 November 2019 16 January 2020
QMIS Asset Management Limited 華亞資產管理有限公司 RE 4 25 November 2019 16 January 2020
Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 RO 9 04 March 2019 04 November 2019
Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 RO 4 04 March 2019 04 November 2019
Central Wealth Asset Management Limited 中達資產管理有限公司 RE 9 12 September 2018 14 February 2019
Central Wealth Asset Management Limited 中達資產管理有限公司 RE 4 12 September 2018 14 February 2019
Central Wealth Futures Limited 中達期貨有限公司 RE 2 09 June 2017 13 August 2018
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 09 June 2017 13 August 2018
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 04 November 2016 01 June 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 04 November 2016 01 June 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 24 July 2014 12 October 2016
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 24 July 2014 12 October 2016