SFC Licences of TAM Tommy Yuk-tong 譚毓棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 21 February 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 21 February 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 21 February 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 4 28 August 2014 03 February 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 2 28 August 2014 03 February 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 1 28 August 2014 03 February 2020
BOCI Research Limited 中銀國際研究有限公司 RE 4 08 March 2013 27 February 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 March 2012 26 July 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 4 06 October 2010 03 February 2012