SFC Licences of TAM Tommy Yuk-tong 譚毓棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 21 February 2020 | 21 November 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 21 February 2020 | 21 November 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 21 February 2020 | 21 November 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 28 August 2014 | 03 February 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 28 August 2014 | 03 February 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 August 2014 | 03 February 2020 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 08 March 2013 | 27 February 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 March 2012 | 26 July 2012 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 06 October 2010 | 03 February 2012 |