SFC Licences of LI Hongxing 李紅星

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 23 April 2015 01 November 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 23 April 2015 01 November 2016
CLSA Limited 中信里昂證券有限公司 RE 1 23 April 2015 01 November 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 07 October 2010 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 07 October 2010 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 07 October 2010 01 January 2016