SFC Licences of NG Kwok Ming 吳國明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BTIG Hong Kong Limited	RE	1	16 September 2021
GF International Investment Management Limited 廣發國際資產管理有限公司	RE	9	04 February 2020	20 August 2021
GF International Investment Management Limited 廣發國際資產管理有限公司	RE	1	24 January 2020	20 August 2021
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RE	2	29 October 2019	17 January 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RE	1	29 October 2019	17 January 2020
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司	RE	2	06 May 2015	16 October 2019
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	06 May 2015	16 October 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	5	20 November 2014	27 February 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	20 November 2014	27 February 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	13 June 2014	27 February 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	13 June 2014	27 February 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	21 August 2013	09 June 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	21 August 2013	09 June 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	21 August 2013	09 June 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	5	24 May 2012	10 August 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	3	25 February 2011	10 August 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	05 October 2010	10 August 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	05 October 2010	10 August 2013