SFC Licences of TANTUICO Anna Francesca Syjuco

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 03 December 2012 14 December 2013
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 28 June 2011 03 December 2012
CLSA Limited 中信里昂證券有限公司 RE 1 11 October 2010 15 July 2011