SFC Licences of KOO Yuk Shing 顧玉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
EM Asset Management Limited 易美資産管理有限公司 | RO | 9 | 11 September 2020 | 31 December 2021 |
EM Asset Management Limited 易美資産管理有限公司 | RO | 4 | 11 September 2020 | 11 March 2021 |
Silverstone Investments Limited 銀石投資有限公司 | RO | 9 | 12 August 2019 | 01 September 2020 |
Silverstone Investments Limited 銀石投資有限公司 | RE | 9 | 27 May 2019 | 12 August 2019 |
LW Asset Management Advisors Limited 利達財富管理顧問有限公司 | RO | 9 | 26 April 2016 | 28 February 2019 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 11 January 2011 | 01 April 2011 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 29 November 2010 | 01 April 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 12 October 2010 | 01 April 2011 |