SFC Licences of KOO Yuk Shing 顧玉成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EM Asset Management Limited 易美資産管理有限公司 RO 9 11 September 2020 31 December 2021
EM Asset Management Limited 易美資産管理有限公司 RO 4 11 September 2020 11 March 2021
Silverstone Investments Limited 銀石投資有限公司 RO 9 12 August 2019 01 September 2020
Silverstone Investments Limited 銀石投資有限公司 RE 9 27 May 2019 12 August 2019
LW Asset Management Advisors Limited 利達財富管理顧問有限公司 RO 9 26 April 2016 28 February 2019
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 11 January 2011 01 April 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 29 November 2010 01 April 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 12 October 2010 01 April 2011