SFC Licences of CASTLE Jarrod
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 21 March 2019 | 25 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 30 August 2018 | 03 September 2018 |
| UBS Securities Asia Limited | RE | 4 | 14 May 2018 | 18 May 2018 |
| UBS Securities Asia Limited | RE | 4 | 24 March 2017 | 04 April 2017 |
| UBS Securities Asia Limited | RE | 4 | 02 March 2016 | 11 March 2016 |
| UBS Securities Asia Limited | RE | 4 | 02 March 2015 | 05 March 2015 |
| UBS Securities Asia Limited | RE | 4 | 18 October 2010 | 20 November 2014 |