SFC Licences of KAPADIA Sunil Vijay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 16 July 2014 | 03 September 2021 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 16 July 2014 | 03 September 2021 |
| UBS Securities Asia Limited | RE | 4 | 19 October 2010 | 24 March 2012 |