SFC Licences of SO Sung Yuen 蘇崇遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 28 August 2015 07 January 2020
Fulbright Futures Limited 富昌期貨有限公司 RE 5 26 June 2012
Fulbright Futures Limited 富昌期貨有限公司 RE 2 15 July 2011
Fulbright Securities Limited 富昌證券有限公司 RE 4 15 July 2011
Fulbright Securities Limited 富昌證券有限公司 RE 1 15 July 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 29 November 2010 12 May 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 29 November 2010 12 May 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 15 October 2010 12 May 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 15 October 2010 12 May 2011