SFC Licences of CHOI Yu Soo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 April 2014 | 18 January 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 April 2014 | 18 January 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 April 2014 | 18 January 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 14 April 2014 | 18 January 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 03 August 2011 | 17 December 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 August 2011 | 17 December 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 October 2010 | 18 June 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 15 October 2010 | 18 June 2011 |