SFC Licences of COGHILL James Arthur Lawrence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 25 February 2019 | 01 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 30 November 2018 | 07 December 2018 |
| UBS Securities Asia Limited | RE | 4 | 05 October 2018 | 12 October 2018 |
| UBS Securities Asia Limited | RE | 4 | 10 September 2018 | 14 September 2018 |
| UBS Securities Asia Limited | RE | 4 | 29 January 2018 | 02 February 2018 |
| UBS Securities Asia Limited | RE | 4 | 07 July 2017 | 12 July 2017 |
| UBS Securities Asia Limited | RE | 4 | 15 July 2016 | 21 July 2016 |
| UBS Securities Asia Limited | RE | 4 | 26 October 2010 | 06 May 2016 |