SFC Licences of AU YEUNG Shuk Kwan 歐陽淑君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 26 September 2018 21 January 2019
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 29 August 2018 21 January 2019
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 27 January 2016 04 April 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 15 November 2010 18 January 2016