SFC Licences of AU YEUNG Shuk Kwan 歐陽淑君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 26 September 2018 | 21 January 2019 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 29 August 2018 | 21 January 2019 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 27 January 2016 | 04 April 2018 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 15 November 2010 | 18 January 2016 |