SFC Licences of AU Hei Ching 區禧靖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Risen Family Office Limited 潤晟家族辦公室有限公司	RO	1	30 January 2024
Risen Family Office Limited 潤晟家族辦公室有限公司	RO	9	19 September 2022
Risen Family Office Limited 潤晟家族辦公室有限公司	RO	4	19 September 2022
Mouette Securities Company Limited 海盈證券有限公司	RO	9	11 May 2022	12 September 2022
Mouette Securities Company Limited 海盈證券有限公司	RO	4	06 January 2022	12 September 2022
Mouette Securities Company Limited 海盈證券有限公司	RO	1	06 January 2022	12 September 2022
China Reserve Securities Limited 東儲證券有限公司	RO	9	21 December 2020	22 June 2021
China Reserve Securities Limited 東儲證券有限公司	RO	4	04 December 2019	22 June 2021
China Reserve Securities Limited 東儲證券有限公司	RE	9	17 June 2019	21 December 2020
China Reserve Securities Limited 東儲證券有限公司	RO	1	29 April 2019	22 June 2021
China Reserve Securities Limited 東儲證券有限公司	RE	4	20 March 2019	04 December 2019
China Reserve Securities Limited 東儲證券有限公司	RE	1	20 March 2019	29 April 2019
Nine Rivers Capital Partners Limited 浚承資本有限公司	RE	4	20 June 2018	28 February 2019
Nine Rivers Capital Partners Limited 浚承資本有限公司	RO	1	20 December 2016	28 February 2019
Nine Rivers Capital Partners Limited 浚承資本有限公司	RE	1	10 May 2016	20 December 2016
Lamtex Securities Limited 林達證券有限公司	RE	1	12 June 2015	30 April 2016
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	18 March 2015	05 June 2015
MFG Limited 峰滙金融集團有限公司	RE	2	20 October 2010	28 February 2015
MFG Limited 峰滙金融集團有限公司	RE	1	20 October 2010	28 February 2015