SFC Licences of LEE Shiu Ki 李紹祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Amoeba Capital Advisors Limited 米亞資本顧問有限公司 | RO | 9 | 28 September 2020 | |
| Finet Securities Limited 財華證券有限公司 | RO | 9 | 02 March 2020 | 15 June 2020 |
| Finet Securities Limited 財華證券有限公司 | RO | 4 | 02 March 2020 | 15 June 2020 |
| MindPlus Capital Management Limited 萬尚資本管理有限公司 | RO | 9 | 08 April 2019 | 31 October 2019 |
| MindPlus Capital Management Limited 萬尚資本管理有限公司 | RE | 9 | 16 November 2018 | 08 April 2019 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 9 | 25 July 2017 | 15 August 2018 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 4 | 25 July 2017 | 15 August 2018 |
| C.P. Financial Management Limited 中和資產管理有限公司 | RE | 9 | 01 February 2013 | 27 January 2017 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 23 June 2011 | 30 September 2012 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 19 October 2010 | 30 September 2012 |