SFC Licences of LEE Wai Man 李慧文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BCT Financial Limited 銀聯金融有限公司 RE 4 28 May 2021 28 December 2021
BCT Financial Limited 銀聯金融有限公司 RE 1 28 May 2021 28 December 2021
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 RE 1 20 November 2017 06 October 2020
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 4 26 June 2015 23 September 2017
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 15 July 2014 23 September 2017
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 26 October 2010 10 August 2015