SFC Licences of LEE Wai Man 李慧文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 28 May 2021 | 28 December 2021 |
BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 28 May 2021 | 28 December 2021 |
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 | RE | 1 | 20 November 2017 | 06 October 2020 |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 26 June 2015 | 23 September 2017 |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 15 July 2014 | 23 September 2017 |
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 26 October 2010 | 10 August 2015 |