SFC Licences of GENG Wen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dymon Asia Capital (HK) Limited RE 9 05 September 2016 08 October 2020
Merrill Lynch Far East Limited RE 2 25 June 2015 22 January 2016
Merrill Lynch Far East Limited RE 1 25 June 2015 22 January 2016
Merrill Lynch (Asia Pacific) Limited RE 1 25 June 2015 22 January 2016
J.P. Morgan Broking (Hong Kong) Limited RE 1 01 November 2010 18 May 2015
J.P. Morgan Broking (Hong Kong) Limited RE 2 01 November 2010 18 May 2015
J.P. Morgan Broking (Hong Kong) Limited RE 4 01 November 2010 18 May 2015
J.P. Morgan Broking (Hong Kong) Limited RE 5 01 November 2010 18 May 2015