SFC Licences of WEI Like 韋立可
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 20 May 2022 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 19 November 2018 | 20 June 2021 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 19 November 2018 | 20 June 2021 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 4 | 22 September 2017 | 17 October 2017 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 22 September 2017 | 17 October 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 14 December 2016 | 15 September 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 14 December 2016 | 15 September 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 21 October 2010 | 10 October 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 October 2010 | 10 October 2011 |