SFC Licences of KO Ming Shan 高明山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Investment Management Limited 南華投資管理有限公司 | RO | 9 | 05 May 2023 | |
| South China Research Limited 南華資料研究有限公司 | RO | 4 | 07 January 2019 | 06 November 2020 |
| South China Securities Limited 南華證券投資有限公司 | RO | 1 | 07 January 2019 | |
| South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 30 October 2018 | 05 May 2023 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 09 July 2018 | 07 January 2019 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 30 August 2012 | 28 February 2021 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 26 July 2012 | |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 22 November 2010 | 07 January 2019 |