SFC Licences of PEQUIGNOT Jean-David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OSL Digital Securities Limited OSL數字證券有限公司 | RO | 7 | 10 October 2023 | |
OSL Digital Securities Limited OSL數字證券有限公司 | RO | 1 | 07 December 2021 | |
OSL Digital Securities Limited OSL數字證券有限公司 | RE | 7 | 10 August 2021 | 10 October 2023 |
OSL Digital Securities Limited OSL數字證券有限公司 | RE | 1 | 10 August 2021 | 07 December 2021 |
Westpac Banking Corporation | 4 | 21 November 2016 | ||
Westpac Banking Corporation | 1 | 21 November 2016 | ||
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 October 2010 | 01 August 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 25 October 2010 | 18 January 2012 |