SFC Licences of LEE Siu San Rocky 李少燊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 23 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 4 23 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 23 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 21 June 2019 23 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 21 June 2019 23 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 21 June 2019 23 September 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 26 June 2018 14 June 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 26 June 2018 14 June 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 26 June 2018 14 June 2019
China Everbright Capital Limited 中國光大融資有限公司 RO 4 09 February 2018 05 June 2018
China Everbright Capital Limited 中國光大融資有限公司 RO 1 09 February 2018 05 June 2018
China Everbright Capital Limited 中國光大融資有限公司 RO 6 22 May 2017 05 June 2018
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 4 22 May 2017 09 February 2018
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 1 22 May 2017 09 February 2018
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 29 December 2016 22 May 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 29 December 2016 22 May 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 6 29 December 2016 22 May 2017
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 15 January 2016 02 April 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 15 January 2016 02 April 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 15 January 2016 02 April 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 21 October 2010 15 January 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 21 October 2010 15 January 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 21 October 2010 15 January 2016