SFC Licences of CHEUNG Kar Yan Karina 張家欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 January 2017 | 27 October 2022 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 December 2011 | 25 December 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 August 2011 | 25 December 2013 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 21 October 2010 | 03 August 2011 |