SFC Licences of LEUNG Lok Kin 梁洛乾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Synergy Futures Limited 新際期貨有限公司 RO 5 18 September 2023
Synergy Futures Limited 新際期貨有限公司 RO 2 18 September 2023
Synergy Futures Limited 新際期貨有限公司 RE 5 02 March 2023 18 September 2023
Synergy Futures Limited 新際期貨有限公司 RE 2 02 March 2023 18 September 2023
Synergy Futures Limited 新際期貨有限公司 RO 4 07 November 2022
Synergy Futures Limited 新際期貨有限公司 RO 1 07 November 2022
Sunfund Fund Management Limited 東皓基金管理有限公司 RE 9 01 April 2022 31 October 2022
Sunfund Securities Limited 東皓證券有限公司 RO 4 28 February 2022 31 October 2022
Sunfund Securities Limited 東皓證券有限公司 RO 1 28 February 2022 31 October 2022
Sunfund Securities Limited 東皓證券有限公司 RE 4 08 February 2022 28 February 2022
Sunfund Securities Limited 東皓證券有限公司 RE 1 08 February 2022 28 February 2022
Prior Asset Management Limited 昇悅資產管理有限公司 RE 4 22 July 2021 17 December 2021
Prior Securities Limited 昇悅證券有限公司 RO 1 20 August 2020 17 December 2021
Prior Securities Limited 昇悅證券有限公司 RE 1 16 November 2018 20 August 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 20 December 2016 30 August 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 20 December 2016 30 August 2017
SoFi Securities (Hong Kong) Limited RE 4 01 February 2016 26 November 2016
SoFi Securities (Hong Kong) Limited RE 1 01 February 2016 26 November 2016
Ewarton Securities Limited 穎翔證券有限公司 RE 1 21 October 2010 01 September 2015