SFC Licences of LEUNG Lok Kin 梁洛乾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Synergy Futures Limited 新際期貨有限公司 | RO | 5 | 18 September 2023 | |
Synergy Futures Limited 新際期貨有限公司 | RO | 2 | 18 September 2023 | |
Synergy Futures Limited 新際期貨有限公司 | RE | 5 | 02 March 2023 | 18 September 2023 |
Synergy Futures Limited 新際期貨有限公司 | RE | 2 | 02 March 2023 | 18 September 2023 |
Synergy Futures Limited 新際期貨有限公司 | RO | 4 | 07 November 2022 | |
Synergy Futures Limited 新際期貨有限公司 | RO | 1 | 07 November 2022 | |
Sunfund Fund Management Limited 東皓基金管理有限公司 | RE | 9 | 01 April 2022 | 31 October 2022 |
Sunfund Securities Limited 東皓證券有限公司 | RO | 4 | 28 February 2022 | 31 October 2022 |
Sunfund Securities Limited 東皓證券有限公司 | RO | 1 | 28 February 2022 | 31 October 2022 |
Sunfund Securities Limited 東皓證券有限公司 | RE | 4 | 08 February 2022 | 28 February 2022 |
Sunfund Securities Limited 東皓證券有限公司 | RE | 1 | 08 February 2022 | 28 February 2022 |
Prior Asset Management Limited 昇悅資產管理有限公司 | RE | 4 | 22 July 2021 | 17 December 2021 |
Prior Securities Limited 昇悅證券有限公司 | RO | 1 | 20 August 2020 | 17 December 2021 |
Prior Securities Limited 昇悅證券有限公司 | RE | 1 | 16 November 2018 | 20 August 2020 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 20 December 2016 | 30 August 2017 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 20 December 2016 | 30 August 2017 |
SoFi Securities (Hong Kong) Limited | RE | 4 | 01 February 2016 | 26 November 2016 |
SoFi Securities (Hong Kong) Limited | RE | 1 | 01 February 2016 | 26 November 2016 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 21 October 2010 | 01 September 2015 |