SFC Licences of MAN Nok Yan, Gladys 文諾欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 20 February 2020 | 19 December 2023 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 23 November 2012 | 20 February 2020 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 26 October 2010 | 12 November 2012 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 26 October 2010 | 12 November 2012 |