SFC Licences of HO Chak Sum 何澤森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Evergreen Securities Limited 漢華證券有限公司	RE	1	14 March 2024
Kam Luen Securities Limited 金鑾證券有限公司	RO	9	24 May 2022	06 October 2023
Kam Luen Securities Limited 金鑾證券有限公司	RO	4	24 May 2022	06 October 2023
Kam Luen Securities Limited 金鑾證券有限公司	RO	1	24 May 2022	06 October 2023
Kam Luen Securities Limited 金鑾證券有限公司	RE	9	16 May 2022	24 May 2022
Kam Luen Securities Limited 金鑾證券有限公司	RE	4	16 May 2022	24 May 2022
Kam Luen Securities Limited 金鑾證券有限公司	RE	1	16 May 2022	24 May 2022
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	4	02 March 2020	06 May 2022
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	9	02 March 2020	06 May 2022
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	1	20 September 2019	06 May 2022
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RE	1	26 August 2019	20 September 2019
Profit Access Investments Limited 啓利投資有限公司	RE	1	28 June 2019	16 August 2019
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	1	02 November 2018	19 May 2019
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RE	1	21 March 2016	02 November 2018
orientiert XYZ Securities Limited	RE	1	21 August 2015	26 January 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	26 May 2014	19 July 2015
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	26 May 2014	19 July 2015
Fulbright Futures Limited 富昌期貨有限公司	RE	2	30 July 2013	26 April 2014
Fulbright Securities Limited 富昌證券有限公司	RE	1	30 July 2013	26 April 2014
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	23 March 2012	26 May 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	30 May 2011	26 May 2013
ASA Securities Limited 富國證券有限公司	RE	1	22 November 2010	11 May 2011