SFC Licences of WALKER Alicia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 10 June 2013 | 26 June 2014 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 10 June 2013 | 26 June 2014 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RE | 1 | 22 May 2013 | 27 May 2013 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 09 November 2012 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 27 October 2010 | 09 November 2012 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 27 October 2010 | 09 November 2012 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 27 October 2010 | 30 December 2011 |