SFC Licences of DEATS Warren Edmund
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 06 August 2015 | 29 July 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 06 August 2015 | 29 July 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 25 November 2014 | 06 August 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 November 2014 | 06 August 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 01 June 2012 | 06 September 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 01 June 2012 | 06 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2012 | 06 September 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 5 | 22 June 2011 | 25 February 2012 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 5 | 22 June 2011 | 25 February 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 October 2010 | 25 February 2012 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 29 October 2010 | 25 February 2012 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 29 October 2010 | 25 February 2012 |