SFC Licences of LAI Wa Hing 賴華興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongrong International Asset Management Company Limited 中融國際資產管理有限公司 RE 9 22 February 2023
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 1 02 September 2021
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RO 2 02 September 2021
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 4 16 July 2021
Zhongrong International Investment Consulting Company Limited 中融國際投資咨詢有限公司 RE 5 16 July 2021
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 1 28 August 2018 02 September 2021
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 2 28 August 2018 02 September 2021
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 03 July 2018 31 July 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 03 July 2018 31 July 2018
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 26 January 2012 01 September 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 18 July 2011 01 September 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 27 October 2010 01 September 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 27 October 2010 01 September 2012