SFC Licences of LAU Hiu Fung 劉曉峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 02 January 2014 | 08 March 2015 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 02 January 2014 | 08 March 2015 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 09 March 2012 | 03 October 2012 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 09 March 2012 | 03 October 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 October 2010 | 30 December 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 27 October 2010 | 30 December 2010 |