SFC Licences of YU Chi Wai Joey 余梓瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 09 October 2018 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 March 2018 | 28 September 2018 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 28 October 2010 | 05 March 2018 |