SFC Licences of KUO Yan Ki 郭恩琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 18 May 2012 | 19 January 2019 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 18 May 2012 | 19 January 2019 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 18 May 2012 | 19 January 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 03 November 2010 | 16 February 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 03 November 2010 | 30 January 2012 |